LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ben Lentz

  IRN BXL00257

  • [FCA CF] Material risk taker (since 10 Feb 2025)
• Benjamin James Notley

  IRN BXN00028

  • [FCA CF] Manager of certification employee (27 May 2020 to 31 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
• Benjamin Richard Collis

  IRN BXC00119

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
• Beverley Kilbride

  IRN BXK00060

  • [FCA CF] Material risk taker (since 1 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (16 Dec 2022 to 11 Feb 2026)
  • SMF3 Executive Director (18 Feb 2022 to 11 Feb 2026)
• Blake Loveless

  IRN BXL00128

  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Nov 2021)
  • [FCA CF] Manager of certification employee (since 1 Nov 2021)
• Bradley Gries

  IRN BXG00336

  • [FCA CF] Significant management (since 15 Jan 2026)
  • [FCA CF] Material risk taker (since 15 Jan 2026)
• Brian Alexander Klinksiek

  IRN BXK00059

  • [FCA CF] Material risk taker (since 27 Nov 2023)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Manager of certification employee (since 8 Dec 2020)
  • [FCA CF] Significant management (since 8 Dec 2020)
  • [FCA CF] Material risk taker (8 Dec 2020 to 19 Jun 2023)
• Bryan Ellinthorpe

  IRN BXE01020

  • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 15 Dec 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Carie Catherine Karnezis-Frigo

  IRN CCK01005

  • CF1 Director (1 Dec 2001 to 24 Jan 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2003)
• Caroline Farrugia

  IRN CXF00312

  • [FCA CF] Client dealing (since 27 Jul 2023)

No changes recorded yet.