Date authorised
14 December 2018
Companies House
11454018
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Office, 124-128 City Road
    London
    Islington
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +4401923911295
  • Complaints Contact

    Capital Office, 124-128 City Road
    London
    Islington
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +4401923911202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Squires

    IRN AJS01675

    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
  • Helen Margaret Withers

    IRN HXW00233

    • Director of firm who is not a certification employee or a SMF manager (since 24 Apr 2026)
  • Jonathan Charles May

    IRN JCM01293

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 14 Jan 2019)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
  • Maria Ann Mayhew

    IRN MAM01510

    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
  • Michael Richard Fenton

    IRN MRF01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
  • Richard Christopher Finan

    IRN RCF01041

    • Director of firm who is not a certification employee or a SMF manager (since 24 Apr 2026)
  • Stephen Joseph Jones

    IRN SJJ01100

    • Director of firm who is not a certification employee or a SMF manager (since 24 Apr 2026)
    • SMF3 Executive Director (21 Jul 2023 to 24 Apr 2026)
  • Stephen Peter Verrall

    IRN SPV01020

    • SMF3 Executive Director (since 21 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

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