Larcomes Financial Services Limited

• Principal Place of Business

  166-168 London Road

  North End

  Portsmouth

  Hampshire

  PO2 9DN

  UNITED KINGDOM

  Phone

  +442392448135

  Web

  https://www.larcomesfs.co.uk

• Complaints Contact

  166-168 London Road

  North End

  Portsmouth

  Hampshire

  PO2 9DN

  UNITED KINGDOM

  Phone

  +442392448135

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Andrew Charles Gibb

  IRN ACG00013

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2023)
  • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
• Christopher John Gates

  IRN CJG01137

  • CF1 Director (1 Apr 2014 to 21 Oct 2014)
• Janice Suzanne Ward

  IRN JSW01089

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jul 2019)
  • CF10 Compliance Oversight (1 Apr 2014 to 18 Jul 2019)
  • CF1 Director (1 Apr 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
• Julian Mark Quartermain

  IRN JMQ01007

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2014 to 8 Dec 2019)
• Lisa Moore

  IRN LJB01161

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2014 to 8 Dec 2019)
• Lynn Davison

  IRN LXD01143

  • CF1 Director (1 Apr 2014 to 27 Oct 2014)
• Mark Tooley

  IRN MXT01287

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2014 to 8 Dec 2019)
• Michael Leach

  IRN MXL01624

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 26 Sep 2019)
  • CF11 Money Laundering Reporting (26 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Sep 2019 to 8 Dec 2019)
  • CF1 Director (1 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Richard Paul Hopgood

  IRN RPH01059

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2014 to 18 Jul 2019)

No changes recorded yet.