Date authorised
1 July 2014
Companies House
OC388966
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Curzon Street
    London
    W1J 8PE
    UNITED KINGDOM
    Phone
    +442072905500
  • Complaints Contact

    65 Curzon Street
    London
    W1J 8PE
    UNITED KINGDOM
    Phone
    +442072905500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Watson

    IRN CJW01202

    • [FCA CF] Client dealing (4 Feb 2020 to 30 Jun 2020)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Daniel Gad Avigad

    IRN DXA01173

    • [FCA CF] Client dealing (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
  • Daniel Hunter

    IRN DXH01396

    • [FCA CF] Client dealing (4 Feb 2020 to 12 Feb 2021)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Daniel Jordan

    IRN DXJ00246

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jul 2025)
    • SMF27 Partner (since 4 Jul 2025)
    • SMF16 Compliance Oversight (since 4 Jul 2025)
    • [FCA CF] Significant management (since 7 Oct 2022)
  • David Craigen

    IRN DXC01310

    • [FCA CF] Client dealing (4 Feb 2020 to 23 Sep 2022)
    • SMF27 Partner (9 Dec 2019 to 23 Sep 2022)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Derrick Berthelsen

    IRN DXB12488

    • [FCA CF] Client dealing (4 Feb 2020 to 29 Feb 2020)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Dominik Nieszporowski

    IRN DXN01265

    • CF30 Customer (14 Mar 2019 to 1 Apr 2019)
  • Drew Edward Besser

    IRN DEB01085

    • [FCA CF] Client dealing (4 Feb 2020 to 31 Mar 2020)
    • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
  • Eirik Hogner

    IRN EXH01355

    • [FCA CF] Client dealing (4 Feb 2020 to 1 Dec 2021)
    • CF30 Customer (25 Nov 2014 to 8 Dec 2019)
  • Eli Lawrence Raphael Krieger

    IRN ELK01013

    • [FCA CF] Client dealing (since 4 Feb 2020)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.