Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Wang

    IRN JXW01139

    • CF30 Customer (since 16 Oct 2024)
    • CF1 Director (AR) (since 16 Oct 2024)
  • Jae Kyun Oh

    IRN JKO01018

    • CF30 Customer (since 31 Jan 2026)
  • Jake Evan Harris

    IRN JEH01216

    • CF30 Customer (since 6 Sep 2025)
  • Jamal Dutheil

    IRN JXD02506

    • CF1 Director (AR) (since 24 Dec 2021)
    • CF30 Customer (since 24 Dec 2021)
  • James Alexander Popplewell

    IRN JXP16613

    • CF30 Customer (18 Sep 2023 to 19 Mar 2024)
  • James Andrew Tootell

    IRN JAT01195

    • CF1 Director (AR) (since 31 Jan 2024)
    • CF30 Customer (since 26 Jul 2022)
  • James Bruce Peddle

    IRN JXP00795

    • CF1 Director (AR) (26 May 2023 to 17 Feb 2025)
    • CF30 Customer (26 May 2023 to 17 Feb 2025)
  • James Charles Lass

    IRN JXL17149

    • CF4 Partner (AR) (15 Jul 2019 to 23 Sep 2019)
    • CF30 Customer (15 Jul 2019 to 23 Sep 2019)
  • James Graham

    IRN JXG01790

    • CF4 Partner (AR) (since 12 Feb 2025)
    • CF30 Customer (since 12 Feb 2025)
  • James John Pryn Greenstreet

    IRN JJG01068

    • CF30 Customer (since 3 May 2023)
    • CF1 Director (AR) (since 3 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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