Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leon John Gillespie

    IRN LJG01076

    • CF4 Partner (AR) (since 6 Oct 2025)
    • CF30 Customer (since 6 Oct 2025)
  • Levine Leichtman Capital Partners LLC

    IRN LXL00305

    • CF4 Partner (AR) (since 15 Oct 2024)
  • Levine Leichtman Capital Partners Limited

    IRN LXL00304

    • CF4 Partner (AR) (since 15 Oct 2024)
  • Libby Thelwall

    IRN LXT00089

    • CF30 Customer (8 Feb 2024 to 31 Mar 2025)
  • Lindsey Elliott

    IRN LXE00062

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Significant management (since 8 Jan 2025)
    • [FCA CF] Material risk taker (since 8 Jan 2025)
    • [FCA CF] Manager of certification employee (8 Jan 2025 to 28 Aug 2025)
  • Lisa Rochelle Feifer

    IRN LRF00007

    • CF30 Customer (since 27 Feb 2025)
  • Lisa Rowe

    IRN LXR00363

    • CF1 Director (AR) (since 3 Mar 2025)
  • Lorenzo Patrassi

    IRN LXP11570

    • CF1 Director (AR) (18 Feb 2019 to 29 May 2020)
    • CF30 Customer (18 Feb 2019 to 29 May 2020)
  • Lorna Brown

    IRN LXD01123

    • CF30 Customer (since 8 Feb 2024)
    • CF3 Chief Executive (AR) (since 8 Feb 2024)
    • CF1 Director (AR) (since 8 Feb 2024)
  • Luca Colciago

    IRN LXC00277

    • CF1 Director (AR) (since 29 Nov 2021)
    • CF30 Customer (since 29 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.