Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Allan Price

    IRN MAP01162

    • CF1 Director (AR) (31 Jul 2024 to 12 Jun 2025)
    • CF30 Customer (31 Jul 2024 to 12 Jun 2025)
  • Michael Bickford

    IRN MXB01543

    • CF30 Customer (since 25 Jul 2025)
  • Michael David Dinsdale

    IRN MDD01023

    • CF30 Customer (since 31 Aug 2019)
  • Michael Edward Riley

    IRN MER01114

    • CF1 Director (AR) (since 18 Sep 2017)
    • CF30 Customer (since 18 Sep 2017)
  • Michael Grant Holt

    IRN MGH01105

    • CF1 Director (AR) (6 Feb 2025 to 23 Mar 2026)
    • CF30 Customer (6 Feb 2025 to 23 Mar 2026)
    • CF3 Chief Executive (AR) (6 Feb 2025 to 23 Mar 2026)
  • Michael Gubbels

    IRN MXG00569

    • CF1 Director (AR) (since 20 Dec 2022)
    • CF30 Customer (20 Dec 2022 to 2 Aug 2023)
  • Michael James Heal

    IRN MJH01510

    • CF30 Customer (since 23 Feb 2021)
    • CF1 Director (AR) (since 23 Feb 2021)
  • Michael John Hughes

    IRN MXH08524

    • CF30 Customer (since 26 Nov 2018)
    • CF1 Director (AR) (since 26 Nov 2018)
  • Michael John Pegler

    IRN MJP01374

    • CF1 Director (AR) (since 5 Dec 2023)
    • CF30 Customer (since 24 Jan 2019)
  • Michael McGraw

    IRN MXM01156

    • CF30 Customer (since 26 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.