Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maqboolali Mohamed

    IRN MXM02369

    • CF30 Customer (21 Jul 2020 to 30 Nov 2020)
    • CF1 Director (AR) (21 Jul 2020 to 30 Nov 2020)
  • Marc Abraham Norden

    IRN MAN01028

    • [FCA CF] Significant management (since 5 Jan 2026)
    • [FCA CF] Material risk taker (since 5 Jan 2026)
    • [FCA CF] Significant management (1 Sep 2021 to 13 Mar 2023)
  • Marco Angelo Gasparotto Morra

    IRN MXM04794

    • CF30 Customer (since 8 Apr 2026)
  • Marcus David Kurschat

    IRN MXK01029

    • CF4 Partner (AR) (since 17 Feb 2026)
  • Maria Perez Corral

    IRN MXP01748

    • CF1 Director (AR) (since 25 Mar 2026)
    • CF4 Partner (AR) (since 24 Mar 2026)
    • CF30 Customer (since 10 May 2024)
  • Mariya Stefanova Tsvetkova

    IRN MXT00561

    • CF30 Customer (since 30 Dec 2023)
  • Marjorie Brabet-Friel

    IRN MXB00974

    • CF30 Customer (1 Sep 2022 to 25 Oct 2024)
    • CF3 Chief Executive (AR) (1 Sep 2022 to 25 Oct 2024)
    • CF1 Director (AR) (1 Sep 2022 to 25 Oct 2024)
  • Mark James Terry

    IRN MJT01233

    • CF30 Customer (since 14 Jun 2022)
    • CF4 Partner (AR) (since 14 Jun 2022)
  • Mark John Packer

    IRN MXP00887

    • CF30 Customer (1 Oct 2024 to 19 Jun 2025)
  • Mark Llewllyn Williams

    IRN MLW01037

    • CF30 Customer (since 25 Nov 2025)
    • CF4 Partner (AR) (since 25 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.