Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raphael Leon Bejarano

    IRN RXB00424

    • CF2 Non Executive Director (AR) (since 25 Jan 2024)
  • Raymond Gorman

    IRN RXG00431

    • CF1 Director (AR) (since 3 May 2023)
    • CF30 Customer (since 3 May 2023)
  • Remco Simon

    IRN RXS02134

    • CF1 Director (AR) (15 Feb 2024 to 16 Jan 2025)
  • Repulse Bay Holdings Limited

    IRN RXH00914

    • CF4 Partner (AR) (since 16 Jan 2026)
  • Richard Andrew James

    IRN RAJ01110

    • [FCA CF] Significant management (since 6 May 2025)
  • Richard Anthony Otten

    IRN RAO01065

    • CF2 Non Executive Director (AR) (7 Oct 2022 to 8 Jun 2023)
    • CF1 Director (AR) (31 Oct 2017 to 7 Oct 2022)
    • CF30 Customer (31 Oct 2017 to 7 Oct 2022)
  • Richard Butler

    IRN RXB01992

    • CF4 Partner (AR) (since 6 Sep 2023)
  • Richard Hunt

    IRN RXH01813

    • CF30 Customer (3 Mar 2022 to 5 Dec 2025)
    • CF4 Partner (AR) (3 Mar 2022 to 5 Dec 2025)
  • Richard John Blackwell

    IRN RJB01404

    • CF1 Director (AR) (15 Feb 2024 to 16 Jan 2025)
    • CF30 Customer (15 Feb 2024 to 16 Jan 2025)
  • Richard John Twigg

    IRN RJT01097

    • CF2 Non Executive Director (AR) (since 22 Jun 2023)
    • CF2 Non Executive Director (AR) (11 Apr 2022 to 15 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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