Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Cavell Evans

    IRN SCE01043

    • CF1 Director (AR) (since 28 Jul 2022)
    • CF30 Customer (since 28 Jul 2022)
  • Samuel Christopher Hields

    IRN SXH01373

    • CF30 Customer (since 11 Mar 2025)
  • Samuel Michael Howard Ellis

    IRN SME01050

    • CF1 Director (AR) (since 5 Feb 2026)
  • Sandra Burrows

    IRN SXB02859

    • CF1 Director (AR) (since 25 Jul 2025)
    • CF30 Customer (7 Jul 2022 to 29 Nov 2024)
    • CF1 Director (AR) (7 Jul 2022 to 29 Nov 2024)
  • Sanjay Kohli

    IRN SXK01775

    • CF1 Director (AR) (24 Jul 2023 to 18 Jul 2025)
    • CF30 Customer (20 Feb 2023 to 18 Jul 2025)
  • Sanjay Sethi

    IRN SXS02020

    • CF30 Customer (8 Apr 2020 to 3 Jan 2023)
    • CF4 Partner (AR) (8 Apr 2020 to 3 Jan 2023)
  • Sanjeev Satpal Sharma

    IRN SXS02390

    • CF2 Non Executive Director (AR) (4 Mar 2026 to 1 Apr 2026)
  • Sarah Creed

    IRN SXW01873

    • CF30 Customer (18 Feb 2025 to 2 Oct 2025)
    • CF2 Non Executive Director (AR) (18 Feb 2025 to 2 Oct 2025)
  • Sarah Louise Mary Dichlian

    IRN SLD01059

    • CF1 Director (AR) (since 31 May 2022)
    • CF30 Customer (since 19 Apr 2022)
  • Sayed Majeed Ebrahim Alaali

    IRN SXA01065

    • CF1 Director (AR) (since 3 Mar 2025)
    • CF30 Customer (since 3 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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