Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Scott Kemp

    IRN DSK01059

    • CF30 Customer (28 Jan 2021 to 30 Jun 2023)
    • CF1 Director (AR) (28 Jan 2021 to 30 Jun 2023)
  • Dean McCausland

    IRN DXM08984

    • CF1 Director (AR) (since 4 Jul 2024)
  • Denis Gardrat

    IRN DMG01103

    • CF4 Partner (AR) (since 8 Dec 2025)
    • CF30 Customer (since 8 Dec 2025)
  • Denys Gurskyy

    IRN DXG00483

    • CF30 Customer (3 Aug 2023 to 29 Jan 2025)
    • CF4 Partner (AR) (3 Aug 2023 to 29 Jan 2025)
  • Derek Williams

    IRN DXW01643

    • CF30 Customer (since 5 Jul 2025)
  • Desmond Louis Mildmay Taljaard

    IRN DLT01056

    • CF1 Director (AR) (since 1 Mar 2022)
    • CF30 Customer (since 1 Mar 2022)
  • Dev Kumar

    IRN DXK00406

    • CF30 Customer (since 27 Nov 2024)
  • Diana Carol Lloret

    IRN DXC39008

    • CF30 Customer (since 28 Nov 2024)
  • Dimitrios Apistoulas

    IRN DXA01809

    • CF30 Customer (since 13 Sep 2022)
    • CF1 Director (AR) (since 13 Sep 2022)
    • CF3 Chief Executive (AR) (since 13 Sep 2022)
  • Dirk Markus

    IRN DXM01103

    • CF30 Customer (since 6 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.