Date authorised
1 April 2013
Companies House
05103113
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor Hallmark Building
    106 Fenchurch Street
    London
    EC3M 5JE
    UNITED KINGDOM
    Phone
    +442045836330
  • Complaints Contact

    1st Floor Hallmark Building
    106 Fenchurch Street
    London
    EC3M 5JE
    UNITED KINGDOM
    Phone
    +442045837982

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Nicholas Sharp

    IRN ANS01042

    • CF3 Chief Executive (14 Jan 2005 to 10 Mar 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Mar 2014)
    • CF1 Director (14 Jan 2005 to 10 Mar 2014)
  • David Allen Robinson

    IRN DXR25244

    • Responsible for Insurance Distribution (16 Mar 2020 to 3 May 2023)
    • SMF3 Executive Director (14 Mar 2020 to 3 May 2023)
  • David John Ratledge

    IRN DJR01209

    • SMF1 Chief Executive (since 25 Jul 2022)
    • Responsible for Insurance Distribution (since 25 Jul 2022)
    • SMF3 Executive Director (since 25 Jul 2022)
  • Frances Elizabeth Sharp

    IRN FES01009

    • CF1 Director (17 Jan 2005 to 11 Feb 2011)
  • Jon Paul Sanders

    IRN JPS01165

    • CF1 Director (AR) (20 Dec 2021 to 28 Oct 2022)
  • Martin Vincent Cantor

    IRN MVC01018

    • CF1 Director (14 Jan 2005 to 24 Oct 2005)
  • Nicholas Ross Murdoch Lazaroo-Hood

    IRN NRL01053

    • SMF3 Executive Director (9 Dec 2019 to 3 May 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 3 May 2023)
    • CF1 Director (15 Feb 2019 to 8 Dec 2019)
    • CF3 Chief Executive (15 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (15 Feb 2019 to 3 May 2023)
  • Paul Jeremy Fleury

    IRN PJF01128

    • CF1 Director (24 Dec 2014 to 1 Jul 2016)
    • Responsible for Insurance Mediation (24 Dec 2014 to 1 Jul 2016)
    • CF3 Chief Executive (24 Dec 2014 to 1 Jul 2016)
  • Peter John Staddon

    IRN PXS84869

    • SMF9 Chair of the Governing Body (since 8 Jul 2021)
  • Ralph Julian Sharp

    IRN RJS01169

    • CF1 Director (30 Dec 2013 to 23 Dec 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.