Landesbank Baden-Wurttemberg

• Principal Place of Business

  Landesbank Baden-Wuerttemberg

  London Branch

  6th Floor

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402078268000

  Web

  https://www.lbbw-international.com

• Complaints Contact

  Landesbank Baden-Wuerttemberg

  London Branch

  6th Floor

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402078268000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• John Charles Fairs

  IRN JCF01028

  • CF21 Investment Adviser (29 Nov 2004 to 18 Sep 2007)
  • CF26 Customer Trading (29 Nov 2004 to 18 Sep 2007)
• John Dunlop Blackley

  IRN JDB01098

  • CF30 Customer (1 Nov 2007 to 8 Feb 2012)
  • CF26 Customer Trading (3 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
• John Richard Tilsley

  IRN JXT00534

  • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2022)
• Jonathan Bashforth

  IRN JXB16965

  • SMF16 Compliance Oversight (since 7 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Mar 2022 to 21 Jul 2022)
• Jose Vaamonde

  IRN JXV01225

  • [FCA CF] Client dealing (since 29 Apr 2019)
  • [FCA CF] Material risk taker (29 Apr 2019 to 24 Jul 2024)
• Julian Soehnchen

  IRN JXS02799

  • CF30 Customer (8 Apr 2013 to 6 Mar 2016)
• Karsten Thomas Ulrich Walprecht

  IRN KTW00012

  • [FCA CF] Client dealing (since 1 Nov 2022)
• Katharina Messner

  IRN KXM00473

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2022)
• Katja Schwarz

  IRN KXS78324

  • [FCA CF] Client dealing (since 1 Oct 2018)
  • [FCA CF] Material risk taker (1 Oct 2018 to 25 Jul 2024)
• Kenneth Gordon Anderson

  IRN KGA01014

  • CF30 Customer (2 May 2012 to 1 Jul 2015)

No changes recorded yet.