Lancaster Investment Management LLP

• Principal Place of Business

  Yalding House

  152-156 Great Portland St

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +442078421030

  Web

  https://www.lancasterim.co.uk

• Complaints Contact

  Yalding House

  152-156 Great Portland St

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +442078421030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Melvin Jian Wei Wong

  IRN MXW00225

  • [FCA CF] Client dealing (since 20 Jan 2021)
• Michael Edward Butler

  IRN MEB01153

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (17 Apr 2018 to 8 Dec 2019)
• Niccolo Amedeo Serra

  IRN NXS00450

  • [FCA CF] Client dealing (since 18 Aug 2025)
• Nicholas Dennis Robert Mayor

  IRN NDM01043

  • CF4 Partner (7 Jul 2015 to 7 Oct 2016)
• Piers Nicholas Ouvaroff

  IRN PNO01006

  • [FCA CF] Client dealing (since 22 Sep 2023)
• Rhodri Evan Ian Charles

  IRN RXC12588

  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Robert Emmet Owens

  IRN REO01019

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Robert Rosenberg

  IRN RXR01368

  • CF10 Compliance Oversight (23 Jan 2008 to 30 Jan 2009)
  • CF11 Money Laundering Reporting (23 Jan 2008 to 30 Jan 2009)
  • CF30 Customer (12 Dec 2007 to 1 Feb 2009)
  • CF4 Partner (26 Nov 2007 to 1 Feb 2009)
• Rory William Wilkie Hayward

  IRN RWH01172

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
• Sebastien Laurent Didier Letellier

  IRN SLL01034

  • [FCA CF] Client dealing (26 Sep 2023 to 17 Dec 2025)

No changes recorded yet.