Lambert Energy Advisory Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Lambert Energy Advisory Ltd17 Hill StreetLondonWestminsterW1J 5LJUNITED KINGDOM- Phone
- +4402074914473
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Complaints Contact
Lambert Energy Advisory Ltd17 Hill StreetLondonWestminsterW1J 5LJUNITED KINGDOM- Phone
- +4402074914473
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Olga Mordvinova
IRN OXM01016
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Aug 2009 to 8 Dec 2019)
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Onursal Soyer
IRN OXS01046
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (6 Dec 2005 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (11 Nov 2002 to 31 Oct 2007)
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Patrick Forrester Agar
IRN PFA01011
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (10 Sep 2007 to 31 Oct 2007)
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Philip Stephen Owen Lambert
IRN PSL01016
- SMF1 Chief Executive (since 10 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 15 Dec 2006)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 15 Dec 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Rajeev Madhavan
IRN RXM01914
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (16 Feb 2009 to 8 Dec 2019)
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Richard Wyn Evans
IRN RWE01017
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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Rodney George Batchelor
IRN RGB01094
- CF1 Director (10 May 2012 to 9 May 2016)
- CF30 Customer (1 Nov 2007 to 4 Aug 2016)
- CF11 Money Laundering Reporting (15 Dec 2006 to 9 May 2016)
- CF10 Compliance Oversight (15 Dec 2006 to 9 May 2016)
- CF23 Corporate Finance Adviser (18 Jun 2004 to 31 Oct 2007)
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Samuel David Alexander Edge
IRN SDE01033
- CF30 Customer (21 Aug 2018 to 8 Dec 2019)
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Sofia Kafieva
IRN SXK01570
- CF30 Customer (22 Dec 2008 to 31 Dec 2010)
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Thomas Alexander Sedgwick
IRN TXS74915
- [FCA CF] Client dealing (since 1 May 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.