Laidlaw & Company International Limited

Date authorised
19 September 2011
Companies House
06059026
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402073993391
    Web
    https://www.laidlawltd.com

  • Complaints Contact

    Phillpotts Dowding Ltd
    London
    Westminster
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402073993391

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Oliver McCormack

    IRN HOM01007

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Nov 2011 to 8 Dec 2019)
  • Kevin Dean Strother

    IRN KDS01049

    • CF30 Customer (10 Nov 2011 to 10 Jan 2018)
  • Marc Ellis

    IRN MXE01367

    • CF11 Money Laundering Reporting (10 Nov 2011 to 25 May 2012)
    • CF10 Compliance Oversight (10 Nov 2011 to 25 May 2012)
    • CF1 Director (10 Nov 2011 to 25 May 2012)
  • Peter Howard Silverman

    IRN PXS01361

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Oct 2012 to 8 Dec 2019)
    • CF3 Chief Executive (10 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (10 Nov 2011 to 8 Dec 2019)
    • CF1 Director (10 Nov 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.