L. WOOD & CO. LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Thomas Matthew Wood
IRN TMW01053
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 22 Oct 2019)
- CF3 Chief Executive (22 Oct 2019 to 8 Dec 2019)
- CF1 Director (18 Dec 2013 to 22 Oct 2019)
Tyra Fredrika Wood
IRN TFW01009
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Victoria Louise Wood-Williams
IRN VLW01005
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Thomas Coombs Ltd (no longer appointed)
FRN 597476 · Appointed 19 Mar 2013 · Until 24 Feb 2015
Envirocare Technical Consultancy Ltd (no longer appointed)
FRN 579898 · Appointed 20 Apr 2012 · Until 31 Mar 2013
Keighley Cougars (201) Ltd (no longer appointed)
FRN 579550 · Appointed 18 Apr 2012 · Until 31 Mar 2013
PTFS Leeds Limited (no longer appointed)
FRN 562566 · Appointed 17 Apr 2012 · Until 16 Aug 2012
L. T. R. (Yorkshire) Ltd (no longer appointed)
FRN 507073 · Appointed 17 Sep 2009 · Until 11 Feb 2011
Peel House Pub Company Ltd (no longer appointed)
FRN 506183 · Appointed 28 Aug 2009 · Until 11 Feb 2011
Variant Pub Holdings Ltd (no longer appointed)
FRN 506182 · Appointed 28 Aug 2009 · Until 11 Feb 2011
Lake District Estates Company Limited (no longer appointed)
FRN 414978 · Appointed 14 Jan 2005 · Until 6 Aug 2021
Holker Estates Co. Limited (no longer appointed)
FRN 414979 · Appointed 14 Jan 2005 · Until 6 Aug 2021
Freight Agency Ltd (no longer appointed)
FRN 414976 · Appointed 14 Jan 2005 · Until 17 Feb 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.