Kyte Broking Limited

• Principal Place of Business

  Kyte Broking Limited

  55 Baker Street

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402039258321

  Web

  https://market-securities.com/kbl/

• Complaints Contact

  Kyte Broking Limited

  55 Baker Street

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +442039258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Peter Georges Maise Germonpre

  IRN PGG01056

  • CF30 Customer (30 Mar 2016 to 18 Sep 2017)
• Peter Green

  IRN PLG01012

  • CF2 Non Executive Director (1 Jan 2019 to 13 Jun 2019)
  • CF10 Compliance Oversight (24 Feb 2015 to 21 May 2015)
  • CF28 Systems and controls (23 Apr 2008 to 26 Sep 2013)
  • CF30 Customer (1 Nov 2007 to 7 Feb 2013)
  • CF26 Customer Trading (22 Jun 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2006)
  • CF3 Chief Executive (1 Dec 2001 to 21 May 2015)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 21 May 2015)
• Peter James Sendles

  IRN PJS01219

  • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
  • CF26 Customer Trading (10 Aug 2007 to 31 Oct 2007)
• Peter John Jerrom

  IRN PJJ01069

  • CF30 Customer (10 Jun 2014 to 31 Mar 2016)
• Peter John Robert Webb

  IRN PJW01201

  • CF30 Customer (23 Oct 2009 to 9 Dec 2009)
• Peter John Spraggs

  IRN PJS01208

  • CF30 Customer (1 Nov 2007 to 11 Nov 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter Nolan

  IRN PXN01213

  • CF30 Customer (30 Dec 2009 to 17 Mar 2015)
• Peter Samuel Benton

  IRN PSB01052

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2022)
  • CF30 Customer (7 Mar 2008 to 8 Dec 2019)
• Peter William Fradd

  IRN PWF01010

  • CF21 Investment Adviser (4 May 2005 to 23 May 2005)
• Philip Charles Harlowe Lowe

  IRN PXL00206

  • [FCA CF] Client dealing (6 Sep 2021 to 31 Oct 2023)

• KKM Partners Limited (no longer appointed)

  FRN 501641 · Appointed 27 May 2009 · Until 1 Jun 2011

No changes recorded yet.