KUWAIT FINANCE HOUSE PLC

• Principal Place of Business

  Kuwait Finance House PLC

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402074876500

  Web

  https://www.uk.kfh.com

• Complaints Contact

  KUWAIT FINANCE HOUSE PLC

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +442074876351

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Islamic Mortgage Admin

  For Customer, Home purchase plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to advisory-only activities for the investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investment "unit".

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 8 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme share exchange operations and in carrying on such activities to the speficied investments "unit" and "stakeholder pension scheme".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to dealing-only activities and in carrying on such activities to the specified investments "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investment "unit".
  • · Limited to unregulated collective investment scheme operations and in carrying on such activities to the specified investments "unit" and "share" and to the customer type "professional client".

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to stocklending activities and in carrying on such activities to the investment types "share", "unit", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme operations and in carrying on such activities to the specified investments "unit" and "share" and to the customer type "professional client".

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment activities box management operations.

• Islamic Mortgage Provider

  For Customer, Home purchase plans

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme operations and in carrying on such activities to the specified investments "unit" and "share" and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to transaction-only activities for the investment types "units", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investment "unit".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip James Young

  IRN PJY01012

  • CF3 Chief Executive (6 Mar 2002 to 22 Jan 2004)
  • CF17 Significant Mgt (Other Business Operations) (6 Mar 2002 to 22 Jan 2004)
  • CF8 Apportionment and Oversight (6 Mar 2002 to 22 Jan 2004)
  • CF1 Director (1 Dec 2001 to 22 Jan 2004)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 22 Jan 2004)
  • CF14 Risk Assessment (1 Dec 2001 to 22 Jan 2004)
• Praneil Jethwa

  IRN PXJ00262

  • [FCA CF] Material risk taker (19 Sep 2024 to 23 Mar 2026)
• RACHEL LOUISE TERESA THOMAS

  IRN RLT01044

  • CF30 Customer (29 Apr 2014 to 3 Jul 2015)
• Rabih Fouad Khodari

  IRN RXK01246

  • [FCA CF] Significant management (31 Mar 2017 to 28 Feb 2024)
  • [FCA CF] Client dealing (31 Mar 2017 to 28 Feb 2024)
  • [FCA CF] Functions requiring qualifications (31 Mar 2017 to 28 Feb 2024)
  • [FCA CF] Material risk taker (31 Mar 2017 to 28 Feb 2024)
  • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
• Raghid Ahmed Mneimne

  IRN RAM01234

  • CF30 Customer (30 Jan 2009 to 2 Sep 2013)
• Rami Khalil Naimi

  IRN RKN01005

  • CF30 Customer (12 Nov 2015 to 6 Mar 2016)
• Raphael Raymond Philippe Dominique Daune

  IRN RRD01035

  • [FCA CF] Material risk taker (6 Feb 2023 to 25 Jul 2023)
• Rashid Ismail Khalil Al Meer

  IRN RIA01010

  • CF2 Non Executive Director (16 May 2003 to 6 Mar 2016)
• Reem Mohammed Yassin Abdel-Aal

  IRN RMA01051

  • CF21 Investment Adviser (1 Dec 2001 to 4 May 2002)
• Richard Hamish McAdam

  IRN RHM01031

  • 21. Advising or arranging (bringing about) equity release transactions
  • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 10 Sep 2024)
  • [FCA CF] Material risk taker (since 14 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • [FCA CF] Significant management (since 7 Mar 2016)
  • CF30 Customer (14 Apr 2015 to 3 Jul 2015)

No changes recorded yet.