Kusumben Chandrakant Patel

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 New Broadway,
    Uxbridge Road
    Uxbridge
    Middlesex
    UB10 0LJ
    UNITED KINGDOM
    Phone
    +442088135255

  • Complaints Contact

    17 New Broadway,
    Uxbridge Road
    Uxbridge
    Middlesex
    UB10 0LJ
    UNITED KINGDOM
    Phone
    +442088135255

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dimple Patel

    IRN DXP01472

    • CF30 Customer (1 Nov 2007 to 1 Jul 2012)
    • CF22 Investment Adviser (Trainee) (10 Jun 2005 to 31 Oct 2007)
  • Dipika Patel

    IRN DXP01305

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 12 Apr 2013)
    • CF21 Investment Adviser (21 Oct 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2002 to 31 Oct 2007)
  • Kusumben Chandrakant Patel

    IRN KXP00004

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF7 Sole Trader (8 Dec 2003 to 31 Jan 2007)
    • CF10 Compliance Oversight (8 Dec 2003 to 28 Mar 2016)
    • CF11 Money Laundering Reporting (8 Dec 2003 to 28 Mar 2016)
    • CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (8 Dec 2003 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
  • Lina Panesar

    IRN LXP01192

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Mahendra Chaturbhai Patel

    IRN MCP00011

    • CF30 Customer (1 Nov 2007 to 9 Nov 2009)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.