KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin Deering Sulger

    IRN JDS01171

    • CF4 Partner (AR) (since 11 Jul 2025)
    • CF30 Customer (since 11 Jul 2025)
    • CF1 Director (AR) (since 23 May 2022)
    • CF30 Customer (23 May 2022 to 24 May 2022)
  • KATHARINE ELIZABETH MCLEAN

    IRN KEM01076

    • CF4 Partner (AR) (14 Jul 2020 to 29 Apr 2022)
    • CF30 Customer (14 Jul 2020 to 29 Apr 2022)
  • Kainoa Blaisdell

    IRN KXB02078

    • CF30 Customer (2 Feb 2017 to 6 Mar 2017)
    • CF1 Director (AR) (2 Feb 2017 to 6 Mar 2017)
  • Kaitlin Fronczek

    IRN KXF00188

    • CF30 Customer (2 Oct 2023 to 25 Mar 2024)
    • CF1 Director (AR) (2 Oct 2023 to 25 Mar 2024)
  • Karen Harte

    IRN KXF01078

    • CF1 Director (AR) (21 Aug 2023 to 25 Mar 2025)
  • Kashif Siddiqui

    IRN KXS01254

    • CF4 Partner (AR) (24 Feb 2018 to 19 Dec 2018)
    • CF30 Customer (24 Feb 2018 to 19 Dec 2018)
  • Kathik Narasimhan

    IRN KXN00175

    • CF30 Customer (since 23 Jul 2024)
    • CF1 Director (AR) (since 23 Jul 2024)
  • Kaunteya Bhattacharya

    IRN KXB01487

    • CF30 Customer (21 Jul 2023 to 26 Feb 2024)
  • Kayode Akintunde Akinola

    IRN KAA01020

    • CF1 Director (AR) (since 8 Oct 2025)
    • CF30 Customer (since 25 Nov 2022)
  • Kenneth Goldsbrough

    IRN KXG01102

    • CF30 Customer (18 Feb 2016 to 31 Aug 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.