KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel William Barry

    IRN DXB00294

    • CF1 Director (AR) (3 Mar 2021 to 6 Dec 2023)
  • Daniele Iacovone

    IRN DXI01058

    • CF4 Partner (AR) (6 Jun 2018 to 7 Oct 2019)
    • CF30 Customer (6 Jun 2018 to 7 Oct 2019)
  • Daoud Mohamed Zekrya

    IRN DXZ01010

    • CF30 Customer (19 Sep 2021 to 5 May 2023)
    • CF1 Director (AR) (19 Sep 2021 to 5 May 2023)
  • Daphne Chester

    IRN DXC02611

    • CF1 Director (AR) (14 Nov 2017 to 10 Jul 2025)
    • CF30 Customer (14 Nov 2017 to 10 Jul 2025)
    • CF3 Chief Executive (AR) (14 Nov 2017 to 10 Jul 2025)
  • Darrell McLennan Fordyce

    IRN DXM00042

    • CF1 Director (AR) (22 Sep 2020 to 25 Nov 2020)
    • CF30 Customer (22 Sep 2020 to 31 Dec 2020)
  • Darren Coyne

    IRN DXC00391

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2021)
  • Darren Veenhuis

    IRN DTV01001

    • CF30 Customer (since 27 Sep 2024)
  • Darryck Emanuel Luiz

    IRN DEL01031

    • CF23 Corporate Finance Adviser
    • CF30 Customer (5 Dec 2007 to 30 Oct 2009)
  • David Akhvlediani

    IRN DXA00252

    • CF30 Customer (since 12 Feb 2025)
    • CF30 Customer (14 Apr 2022 to 3 Oct 2024)
  • David Alan Gilbert

    IRN DXG00291

    • CF30 Customer (5 Nov 2021 to 17 Oct 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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