KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cristobal Cuart Guitart

    IRN CXC01584

    • CF1 Director (AR) (13 Sep 2019 to 4 Jan 2021)
    • CF3 Chief Executive (AR) (13 Sep 2019 to 4 Jan 2021)
    • CF30 Customer (13 Sep 2019 to 4 Jan 2021)
  • Cyril Dukic

    IRN CXD01976

    • CF1 Director (AR) (15 Jun 2018 to 1 Oct 2019)
  • Cyrus Jilla

    IRN CXJ67271

    • CF30 Customer (7 May 2024 to 2 Jan 2026)
  • Dafydd Rhys Evans

    IRN DRE01042

    • SMF3 Executive Director (since 20 Aug 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jul 2013 to 8 Dec 2019)
  • Dane Merrick

    IRN DXM03112

    • CF30 Customer (21 Apr 2018 to 1 May 2019)
  • Daniel Adam Grenville Perry

    IRN DXP26599

    • CF1 Director (AR) (15 Aug 2021 to 15 Nov 2021)
  • Daniel Alexander Rossington

    IRN DXR06022

    • CF30 Customer (10 Sep 2018 to 31 Aug 2019)
  • Daniel Bernard Zwirn

    IRN DBZ01003

    • CF30 Customer (17 Aug 2018 to 29 Mar 2019)
    • CF1 Director (AR) (17 Aug 2018 to 29 Mar 2019)
  • Daniel Costello

    IRN DXC23410

    • CF30 Customer (since 7 Nov 2019)
  • Daniel Ian Gasper

    IRN DIG01028

    • CF30 Customer (19 Sep 2021 to 17 Oct 2022)
    • CF1 Director (AR) (19 Sep 2021 to 17 Oct 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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