KROLL SECURITIES LTD.

• Principal Place of Business

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

  Web

  https://www.kroll.com

• Complaints Contact

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Beata Axelia Klein

  IRN BXK00147

  • CF30 Customer (16 Nov 2022 to 28 Feb 2023)
• Ben Graham Cawley

  IRN BGC01022

  • [FCA CF] Client dealing (since 17 Dec 2024)
• Benedict John Browne-Clayton

  IRN BJB01092

  • CF30 Customer (9 Jun 2018 to 30 Aug 2018)
• Benjamin David Treviades Cooper

  IRN BXC00443

  • CF1 Director (AR) (since 2 Sep 2025)
• Benjamin Lamping

  IRN BXL01251

  • CF30 Customer (since 10 Nov 2025)
  • CF1 Director (AR) (since 10 Nov 2025)
• Benjamin Mark Johnson

  IRN BXJ00133

  • CF4 Partner (AR) (since 26 Feb 2024)
• Benjamin Otter

  IRN BXO00116

  • [FCA CF] Client dealing (30 Aug 2025 to 10 Apr 2026)
• Beverley Michael Covell

  IRN BMC01036

  • CF2 Non Executive Director (AR) (16 Mar 2020 to 31 Dec 2022)
• Billal Mohamoud Hassan Ismail

  IRN BXI01047

  • CF30 Customer (6 May 2022 to 6 Dec 2023)
• Bjorn Venslev Gravsholt

  IRN BXG10648

  • CF3 Chief Executive (AR) (8 Apr 2021 to 1 Nov 2024)
  • CF30 Customer (8 Apr 2021 to 1 Nov 2024)
  • CF1 Director (AR) (8 Apr 2021 to 1 Nov 2024)

• Prelude Capital (UK) Ltd (no longer appointed)

  FRN 997711 · Appointed 9 Jun 2023 · Until 24 Feb 2025

• Paragon Global Markets Ltd (no longer appointed)

  FRN 997710 · Appointed 9 Jun 2023 · Until 31 Mar 2024 · Tied agent

• One Investment Management Group UK Ltd. (no longer appointed)

  FRN 995823 · Appointed 3 May 2023 · Until 1 May 2025

• Meridian Advisers Ltd (no longer appointed)

  FRN 992120 · Appointed 20 Feb 2023 · Until 29 Feb 2024

• Pollination Financial Services Limited (no longer appointed)

  FRN 925018 · Appointed 10 Feb 2023 · Until 14 Oct 2025

• I Squared Capital Advisors (UK) LLP (no longer appointed)

  FRN 990333 · Appointed 19 Jan 2023 · Until 8 Jan 2024

• Atlas Holdings B.V. (UK Branch) (no longer appointed)

  FRN 987841 · Appointed 28 Nov 2022 · Until 2 Jan 2026

• SeedLegals MPL Limited (no longer appointed)

  FRN 987839 · Appointed 28 Nov 2022 · Until 1 Nov 2024

• Vemi Capital Limited (no longer appointed)

  FRN 986548 · Appointed 3 Nov 2022 · Until 25 Mar 2026

• Cambridge Machines Limited (no longer appointed)

  FRN 980054 · Appointed 29 Jul 2022 · Until 29 Jun 2023

No changes recorded yet.