KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Satvik Walia

    IRN SXW00528

    • [FCA CF] Client dealing (5 Jan 2022 to 20 Nov 2022)
  • Saul Jack Proctor

    IRN SXP00918

    • CF30 Customer (since 1 Apr 2024)
  • Sean Costello

    IRN SXC02139

    • CF1 Director (AR) (since 26 Jan 2019)
    • CF30 Customer (since 26 Jan 2019)
    • CF1 Director (AR) (10 Oct 2016 to 1 Feb 2018)
    • CF3 Chief Executive (AR) (10 Oct 2016 to 1 Feb 2018)
    • CF30 Customer (10 Oct 2016 to 1 Feb 2018)
  • Sean Patrick Arnold

    IRN SPA01082

    • CF30 Customer (since 4 Sep 2018)
    • CF4 Partner (AR) (since 4 Sep 2018)
  • Sebastien Burdel

    IRN SXB00701

    • CF4 Partner (AR) (23 Aug 2021 to 24 Jan 2022)
  • Sebastien Wigdo

    IRN SXW01833

    • CF30 Customer (14 Jan 2024 to 1 Oct 2024)
  • Sergei Portianoi

    IRN SXP01227

    • CF30 Customer (since 10 Oct 2025)
  • Sergii Chornenkyi

    IRN SXC01089

    • CF30 Customer (since 21 Nov 2023)
  • Sergio D'angelo

    IRN SXD01242

    • CF1 Director (AR) (1 Dec 2016 to 5 Mar 2020)
    • CF30 Customer (1 Dec 2016 to 5 Mar 2020)
  • Seth Pierrepont

    IRN SXP02964

    • CF4 Partner (AR) (since 19 Apr 2022)
    • CF30 Customer (since 19 Apr 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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