KROLL SECURITIES LTD.

• Principal Place of Business

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

  Web

  https://www.kroll.com

• Complaints Contact

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Robert Ollier

  IRN MXO01501

  • CF30 Customer (28 Jan 2014 to 31 Mar 2015)
• Matthew Shoenthal

  IRN MXS00972

  • CF1 Director (AR) (since 30 May 2022)
• Matthew Tresilain Bell

  IRN MXB01319

  • CF30 Customer (12 Apr 2024 to 10 Dec 2024)
• Matthew William Leicester

  IRN MWL01050

  • CF30 Customer (15 Aug 2013 to 17 Jun 2014)
• Mattias Lennart Seve Ljungman

  IRN MLL01035

  • CF4 Partner (AR) (31 Mar 2020 to 24 Dec 2020)
  • CF30 Customer (31 Mar 2020 to 24 Dec 2020)
• Maud Le Moine

  IRN MCC01117

  • CF4 Partner (AR) (20 May 2024 to 1 Sep 2025)
  • CF30 Customer (20 May 2024 to 1 Sep 2025)
• Mauro Pizzi

  IRN MXP01295

  • CF30 Customer (30 Aug 2018 to 30 Aug 2019)
  • CF4 Partner (AR) (30 Aug 2018 to 30 Aug 2019)
• Mehdi Kheloufi

  IRN MXK02011

  • CF30 Customer (since 22 Mar 2026)
• Mengxin Zhao

  IRN MXZ00100

  • CF30 Customer (1 Feb 2023 to 8 Jan 2024)
• Michael A. Voice

  IRN MXV06725

  • CF4 Partner (AR) (since 28 Sep 2018)
  • CF30 Customer (since 28 Sep 2018)

• Origin Primary Limited (no longer appointed)

  FRN 695471 · Appointed 24 Nov 2015 · Until 29 Jan 2016 · Tied agent

• Capital For Business Limited (no longer appointed)

  FRN 723152 · Appointed 26 Oct 2015 · Until 30 Apr 2018

• PrimeRevenue Capital Management Limited (no longer appointed)

  FRN 714307 · Appointed 19 Aug 2015 · Until 1 Jul 2019

• Zodiac Seven Limited (no longer appointed)

  FRN 713383 · Appointed 10 Aug 2015 · Until 31 May 2017 · Tied agent

• The Private Capital Club Limited (no longer appointed)

  FRN 712245 · Appointed 30 Jul 2015 · Until 17 Apr 2018

• Mustard Seed Impact Ltd (no longer appointed)

  FRN 710912 · Appointed 21 Jul 2015 · Until 6 Nov 2015

No changes recorded yet.