KROLL SECURITIES LTD.

Watch for changes

FRN: 466588
Date authorised: 1 April 2013
Companies House: 06029386
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

Web

https://www.kroll.com
Complaints Contact

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Lotfy Mohamed Lotfy Mansour
IRN LMM01133
- CF4 Partner (AR) (24 Feb 2018 to 19 Dec 2018)
- CF30 Customer (24 Feb 2018 to 19 Dec 2018)
Louis Daniel Thorne
IRN LDT01023
- CF30 Customer (since 1 Apr 2022)
- CF4 Partner (AR) (since 1 Apr 2022)
Luca Peyrano
IRN LXP01543
- CF1 Director (AR) (26 Aug 2016 to 8 Feb 2017)
Lucia Monica De Cardenas Denstaedt
IRN LXD00346
- CF30 Customer (since 23 Jan 2024)
Lucinda Black
IRN LXB00752
- CF30 Customer (24 Jan 2025 to 1 May 2025)
Luigi Di Flumeri
IRN LAD01033
- CF30 Customer (3 Sep 2018 to 30 Aug 2019)
- CF4 Partner (AR) (3 Sep 2018 to 30 Aug 2019)
Lukas Heinze
IRN LXH00285
- [FCA CF] Client dealing (since 21 Jun 2021)
Luke Waddington
IRN LXW01084
- CF3 Chief Executive (AR) (23 Dec 2021 to 27 Jun 2025)
- CF1 Director (AR) (23 Dec 2021 to 27 Jun 2025)
- CF30 Customer (23 Dec 2021 to 27 Jun 2025)
Lynn Akashi
IRN LXA01075
- CF4 Partner (AR) (21 Sep 2016 to 20 Mar 2017)
MAULIK PATEL
IRN MXP02183
- CF30 Customer (16 May 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Lord Abbett (UK) Ltd. (no longer appointed)
FRN 783356 · Appointed 4 Jul 2017 · Until 1 Aug 2022
Adelpha Network Ltd (no longer appointed)
FRN 777604 · Appointed 27 Apr 2017 · Until 30 Apr 2018
Emona Capital LLP (no longer appointed)
FRN 777602 · Appointed 27 Apr 2017 · Until 23 Apr 2020 · Tied agent
Emerald Capital Advisors Limited (no longer appointed)
FRN 777605 · Appointed 27 Apr 2017 · Until 15 Apr 2019
Warwick Partners Limited (no longer appointed)
FRN 776862 · Appointed 19 Apr 2017 · Until 12 May 2017 · Tied agent
WElink Energy (U.K.) Limited (no longer appointed)
FRN 771366 · Appointed 10 Feb 2017 · Until 26 Apr 2017
Mayfair Capital Markets Limited (no longer appointed)
FRN 768029 · Appointed 22 Dec 2016 · Until 18 Jun 2018
Abercross Holdings Limited (no longer appointed)
FRN 766337 · Appointed 5 Dec 2016 · Until 13 Feb 2018
ZZ Capital International (UK) Limited (no longer appointed)
FRN 762714 · Appointed 25 Oct 2016 · Until 3 Jul 2018
Mayer Park Capital Limited (no longer appointed)
FRN 759596 · Appointed 30 Sep 2016 · Until 2 Feb 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.