KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lotfy Mohamed Lotfy Mansour

    IRN LMM01133

    • CF4 Partner (AR) (24 Feb 2018 to 19 Dec 2018)
    • CF30 Customer (24 Feb 2018 to 19 Dec 2018)
  • Louis Daniel Thorne

    IRN LDT01023

    • CF30 Customer (since 1 Apr 2022)
    • CF4 Partner (AR) (since 1 Apr 2022)
  • Luca Peyrano

    IRN LXP01543

    • CF1 Director (AR) (26 Aug 2016 to 8 Feb 2017)
  • Lucia Monica De Cardenas Denstaedt

    IRN LXD00346

    • CF30 Customer (since 23 Jan 2024)
  • Lucinda Black

    IRN LXB00752

    • CF30 Customer (24 Jan 2025 to 1 May 2025)
  • Luigi Di Flumeri

    IRN LAD01033

    • CF30 Customer (3 Sep 2018 to 30 Aug 2019)
    • CF4 Partner (AR) (3 Sep 2018 to 30 Aug 2019)
  • Lukas Heinze

    IRN LXH00285

    • [FCA CF] Client dealing (since 21 Jun 2021)
  • Luke Waddington

    IRN LXW01084

    • CF3 Chief Executive (AR) (23 Dec 2021 to 27 Jun 2025)
    • CF1 Director (AR) (23 Dec 2021 to 27 Jun 2025)
    • CF30 Customer (23 Dec 2021 to 27 Jun 2025)
  • Lynn Akashi

    IRN LXA01075

    • CF4 Partner (AR) (21 Sep 2016 to 20 Mar 2017)
  • MAULIK PATEL

    IRN MXP02183

    • CF30 Customer (16 May 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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