KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark David Stoddart

    IRN MDS01243

    • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
  • Mark Stuart Allnutt

    IRN MSA01244

    • CF1 Director (AR) (since 4 Jan 2022)
    • CF1 Director (AR) (10 Jan 2018 to 5 Jul 2018)
    • CF30 Customer (27 Apr 2017 to 5 Jul 2018)
  • Marko Vučić

    IRN MXV19851

    • CF30 Customer (7 Sep 2019 to 4 Jan 2021)
  • Martijn De Wever

    IRN MXD01501

    • CF1 Director (AR) (31 Jan 2022 to 24 Feb 2023)
    • CF30 Customer (31 Jan 2022 to 24 Feb 2023)
  • Martin Armstrong

    IRN BMA01024

    • CF1 Director (AR) (since 17 Jan 2025)
  • Martin Colin Duff

    IRN MCD01113

    • CF10 Compliance Oversight (17 Mar 2015 to 24 Feb 2016)
    • CF11 Money Laundering Reporting (17 Mar 2015 to 24 Feb 2016)
  • Martin Florea

    IRN MXF00600

    • CF30 Customer (16 May 2025 to 31 Jan 2026)
  • Martin Joel Haarmans

    IRN MXH25559

    • CF30 Customer (4 Dec 2021 to 23 May 2022)
  • Martin Rauchenwald

    IRN MXR01471

    • CF30 Customer (18 May 2022 to 20 Jun 2023)
  • Martin Schimmler

    IRN MXS01594

    • CF30 Customer (31 Jan 2022 to 27 Jun 2025)
    • CF4 Partner (AR) (31 Jan 2022 to 27 Jun 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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