KROLL SECURITIES LTD.

• Principal Place of Business

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

  Web

  https://www.kroll.com

• Complaints Contact

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenzo Samuel King

  IRN KSK01029

  • CF30 Customer (since 2 Mar 2024)
• Keval Narendrakumar Thanki

  IRN KNT00008

  • CF30 Customer (30 Sep 2014 to 18 Jul 2016)
• Kevin Chan

  IRN KXC00428

  • CF30 Customer (since 28 Aug 2024)
• Kevin Mark Cunningham

  IRN KMC01041

  • CF30 Customer (19 Feb 2024 to 30 Jul 2025)
  • CF4 Partner (AR) (22 Mar 2021 to 31 Jan 2024)
• Kevin Roseke

  IRN KXR00401

  • CF30 Customer (since 6 Aug 2025)
• Khalid Ahmed

  IRN KXA01290

  • CF30 Customer (18 Aug 2015 to 27 Jan 2016)
• Kiron Krishna Bose

  IRN KXB00403

  • CF30 Customer (20 Jul 2022 to 18 Oct 2024)
  • CF1 Director (AR) (20 Jul 2022 to 18 Oct 2024)
• Klaus Lentz Svendsen

  IRN KLS01017

  • CF30 Customer (18 May 2022 to 10 Apr 2023)
• Konstantin Karchinov

  IRN KXK01475

  • CF4 Partner (AR) (since 21 Aug 2023)
  • CF1 Director (AR) (since 15 Sep 2022)
  • CF30 Customer (since 24 May 2022)
• Kristian Mikael Penttila

  IRN KXP00225

  • CF30 Customer (since 17 Jan 2025)

• Fomtech Limited (no longer appointed)

  FRN 968594 · Appointed 25 Jan 2022 · Until 24 Feb 2023

• Green Sky Advisors Limited (no longer appointed)

  FRN 967432 · Appointed 12 Jan 2022 · Until 7 Dec 2023

• Blue Fire AI Capital Limited (no longer appointed)

  FRN 961825 · Appointed 28 Oct 2021 · Until 1 Jul 2025

• Breeze Corporate Finance Limited (no longer appointed)

  FRN 958401 · Appointed 14 Sep 2021 · Until 1 Feb 2023

• Eurazeo UK Limited (no longer appointed)

  FRN 957341 · Appointed 24 Aug 2021 · Until 23 May 2022

• Halliser Limited (no longer appointed)

  FRN 957128 · Appointed 19 Aug 2021 · Until 17 Oct 2022

• Meliora Partners Limited (no longer appointed)

  FRN 956151 · Appointed 5 Aug 2021 · Until 5 May 2023

• GLP CP UK LLP (no longer appointed)

  FRN 955735 · Appointed 28 Jul 2021 · Until 31 Jan 2023

• Spring Bridge UK LLP (no longer appointed)

  FRN 953973 · Appointed 1 Jul 2021 · Until 25 Jan 2022

• Therium Capital Management Limited (no longer appointed)

  FRN 953477 · Appointed 23 Jun 2021 · Until 12 Feb 2025

No changes recorded yet.