KP Wealth Ltd

Date authorised
2 December 2022
Companies House
13599969
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 10 - Axis 2
    Axis Court, Mallard Way
    Riverside Business Park
    Swansea
    SA7 0AJ
    WALES
    Phone
    +4401792342974
    Web
    https://www.kpwealthltd.co.uk

  • Complaints Contact

    Suite 10 - Axis 2
    Axis Court, Mallard Way
    Riverside Business Park
    Swansea
    SA7 0AJ
    UNITED KINGDOM
    Phone
    +4401792342974

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerry Jane Lewis

    IRN KJS01099

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 5 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Dec 2022)
    • SMF16 Compliance Oversight (since 5 Dec 2022)
    • Responsible for Insurance Distribution (since 5 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2022)
    • [FCA CF] Client dealing (since 2 Dec 2022)
  • Paul Skilton

    IRN PXS01932

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2023)
  • Rachel Jones

    IRN RXJ01370

    • [FCA CF] Client dealing (20 Apr 2023 to 8 Nov 2023)
    • [FCA CF] Functions requiring qualifications (20 Apr 2023 to 8 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.