Kookmin Bank Co Ltd London Branch
- FRN
- 788023
- Date authorised
- 16 February 2018
- Last scraped
- 1 week ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Kookmin BankDashwood House69 Old Broad StreetLondonCity Of LondonEC2M 1QSUNITED KINGDOM- Phone
- +4402077108300
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Complaints Contact
Kookmin BankDashwood House69 Old Broad StreetLondonCity Of LondonEC2M 1QSUNITED KINGDOM- Phone
- +4402077108300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional
Show 2 limitations Hide limitations
- · Limited to wholesale and institutional business only
- · The firm is limited to accepting wholesale deposits only
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ou Hwan Lee
IRN OHL01006
- SMF7 Group Entity Senior Manager (16 Feb 2018 to 11 Feb 2019)
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Sang Hoon Lee
IRN SXL00410
- [PRA CF] Significant risk taker or Material risk taker (18 Feb 2022 to 20 Jan 2026)
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Se Hyun Woo
IRN SXW07523
- SMF2 Chief Finance (31 Jan 2019 to 22 Jan 2021)
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Simon Udale
IRN SXU01032
- SMF5 Head of Internal Audit (16 Feb 2018 to 29 Mar 2023)
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Soon Kang Chung
IRN SXC00988
- [FCA CF] Significant management (19 Apr 2023 to 31 Jan 2024)
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Sung Han Lee
IRN SHL01041
- SMF19 Head of Overseas Branch/Head of Overseas (8 Feb 2023 to 23 Jan 2026)
- SMF22 Other Local Responsibility (1 Oct 2018 to 5 Feb 2020)
- SMF2 Chief Finance (16 Feb 2018 to 1 Oct 2018)
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Sungkyun Lee
IRN SXL26010
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 22 Jan 2021)
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YONGHUN NAM
IRN YXN28050
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 19 Jan 2024)
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Yongmoon Park
IRN YXP00065
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jan 2026)
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Youngmin Hong
IRN YXH00017
- [PRA CF] Significant risk taker or Material risk taker (1 Feb 2021 to 17 Jan 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.