Date authorised
16 March 2017
Companies House
10100499
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Great Tower Street
    London
    EC3R 5AA
    UNITED KINGDOM
    Phone
    +442071835562
  • Complaints Contact

    1 Great Tower Street
    London
    EC3R 5AA
    UNITED KINGDOM
    Phone
    +4402071835562

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Stephen Halfacre

    IRN BSH01021

    • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
  • David Paul Coles

    IRN DPC01052

    • SMF3 Executive Director (since 10 Jun 2024)
  • John Charles Warburton

    IRN JCW01241

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (16 Mar 2017 to 30 Sep 2018)
    • CF3 Chief Executive (16 Mar 2017 to 8 Dec 2019)
    • CF1 Director (16 Mar 2017 to 8 Dec 2019)
  • Peter Alistair Henderson

    IRN PAH01300

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Mar 2017 to 8 Dec 2019)
  • Victoria Ferrier

    IRN VXF00064

    • SMF3 Executive Director (14 Sep 2024 to 17 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.