Kohlberg Kravis Roberts & Co. Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Reinhard Johannes Gorenflos

  IRN RJG01175

  • CF30 Customer (2 Apr 2013 to 31 Oct 2013)
• Renald Jose Kappel

  IRN RJK01140

  • CF30 Customer (11 Oct 2013 to 1 Mar 2018)
• Riccardo Busani

  IRN RXB09389

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2025)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• Richard William Norton

  IRN RWN01019

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
  • CF30 Customer (14 Jul 2015 to 8 Dec 2019)
• Rory Glover

  IRN RXG14977

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Rosa Brand

  IRN RXB02508

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2022)
  • CF30 Customer (29 May 2015 to 8 Dec 2019)
• Rosemarie Gschwantner

  IRN RXG71276

  • [FCA CF] Client dealing (since 24 May 2022)
• Ryan Kenneth Miller

  IRN RKM01052

  • [FCA CF] Manager of certification employee (since 5 Apr 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Apr 2016 to 8 Dec 2019)
• SJOERD HERMANUS CORNELIS SMAAL

  IRN SHS01092

  • [FCA CF] Client dealing (13 Jul 2020 to 30 Jun 2025)
• Sandro Bednorz

  IRN SXB01027

  • [FCA CF] Client dealing (since 13 Sep 2022)

No changes recorded yet.