Kohlberg Kravis Roberts & Co. Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Horwood

  IRN PXH01812

  • [FCA CF] Material risk taker (since 7 Jul 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF28 Systems and controls (12 Jun 2017 to 8 Dec 2019)
• Paul Reuter

  IRN PXR00339

  • [FCA CF] Client dealing (since 23 Jan 2025)
• Pearl Wee Lee

  IRN PXL00223

  • [FCA CF] Client dealing (since 4 Jul 2023)
• Pedro Filipe Tavares Godinho Ramos

  IRN PFT01026

  • [FCA CF] Manager of certification employee (22 May 2023 to 31 Dec 2024)
  • [FCA CF] Client dealing (31 Mar 2021 to 31 Dec 2024)
• Peter Severini

  IRN PXS40557

  • [FCA CF] Manager of certification employee (since 3 Jun 2024)
  • [FCA CF] Client dealing (since 13 Jan 2020)
• Philip Johannes Wack

  IRN PJW01286

  • CF30 Customer (2 Apr 2013 to 5 May 2017)
• Philipp Michael Schaelli

  IRN PMS01225

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Oct 2015 to 8 Dec 2019)
• Philipp Roland Freise

  IRN PRF01039

  • SMF27 Partner (since 30 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
• Philippe De Backer

  IRN PXD00418

  • [FCA CF] Significant management (since 7 Nov 2024)
• Pierre Giraud

  IRN PXG00422

  • [FCA CF] Client dealing (30 Jan 2024 to 30 Apr 2025)

No changes recorded yet.