KLC Financial Limited

FRN: 813748
Companies House: 12582843
Last scraped: 15 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Pershore House

Whittington Hall

Worcester

WR5 2ZX

UNITED KINGDOM

Phone

+4401905950346

Web

https://www.klcfinancial.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Bernadette Anne Collins
IRN BXC86548
- (3)Employed By (30 Jun 2020 to 30 Jul 2021)
Daniel Peter Chadwick
IRN DXC00010
- (4)Employed By (14 Jan 2022 to 17 Feb 2022)
Ian Keith Gough
IRN IXG00083
- (1)Employed By (since 31 Mar 2025)
Jeremy John Williams
IRN JJW01122
- (2)Employed By (6 Mar 2023 to 21 Jun 2024)
John Edward Taylor
IRN JET00014
- (1)Employed By (30 Dec 2018 to 14 Aug 2020)
Kirsty Louise Coldicott
IRN KLC01074
- (2)Employed By (since 3 Aug 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.