Klay Capital Limited

Date authorised
1 February 2024
Companies House
14399536
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Berkeley Square House
    London
    Westminster
    W1J 6BD
    UNITED KINGDOM
    Phone
    +447533033911
    Web
    https://klaygroup.com

  • Complaints Contact

    Berkeley Square House
    London
    Westminster
    W1J 6BD
    UNITED KINGDOM
    Phone
    +447533033911

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Structured Deposits, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Structured Deposits, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kamal Tak

    IRN KXT00248

    • Responsibility for MCD Intermediation (1 Feb 2024 to 4 Nov 2025)
    • SMF3 Executive Director (1 Feb 2024 to 4 Nov 2025)
  • Praveen Bharathi

    IRN PXB00688

    • [FCA CF] Client dealing (since 1 Mar 2025)
  • Roberto Viano

    IRN RXV00092

    • [FCA CF] Manager of certification employee (since 1 Feb 2025)
    • SMF3 Executive Director (since 1 Feb 2024)
    • SMF16 Compliance Oversight (since 1 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2024)
  • Santosh Hariharan Kartha

    IRN SXK00916

    • SMF3 Executive Director (since 7 Aug 2025)
    • Responsibility for MCD Intermediation (since 7 Aug 2025)
    • [FCA CF] Client dealing (since 1 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

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