Date authorised
2 April 2013
Companies House
OC380164
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800
  • Complaints Contact

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ana Brajovic

    IRN AXB02514

    • [FCA CF] Client dealing (2 May 2022 to 25 Jul 2024)
  • Angele De Leusse

    IRN AXD00984

    • [FCA CF] Client dealing (since 18 Oct 2024)
  • Anirban Ghosh

    IRN AXG02699

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
  • Anthony Edward Robert Drewery

    IRN AXD00481

    • [FCA CF] Material risk taker (7 Jul 2022 to 15 Aug 2025)
    • [FCA CF] Significant management (7 Oct 2021 to 15 Aug 2025)
  • Ashley Allison Siebert

    IRN AAS01166

    • CF30 Customer (16 Oct 2013 to 8 Apr 2015)
  • Baran Baskan

    IRN BXB00264

    • [FCA CF] Client dealing (since 18 Mar 2024)
  • Beatrice Berglund

    IRN BXB00111

    • [FCA CF] Client dealing (15 Jan 2020 to 2 Jul 2024)
  • Benjamin Heyries

    IRN BXH00402

    • [FCA CF] Client dealing (since 3 Jul 2025)
  • Blaine Douglas MacDougald

    IRN BDM01054

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (14 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2017 to 8 Dec 2019)
  • Carlos Lopez

    IRN CXL00230

    • [FCA CF] Client dealing (20 Sep 2021 to 8 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.