KKR Capital Markets Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver George Gill

  IRN OGG01003

  • [FCA CF] Client dealing (since 2 Jul 2021)
• Pablo Arribas Bayon

  IRN PXA01567

  • [FCA CF] Client dealing (since 16 Jul 2025)
• Patricia Bandeira Vieira

  IRN PXB02155

  • [FCA CF] Manager of certification employee (since 5 Apr 2024)
  • [FCA CF] Client dealing (since 8 Jun 2021)
• Paul Horwood

  IRN PXH01812

  • [FCA CF] Material risk taker (since 7 Jul 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Paul Lawrence Sayers

  IRN PLS01092

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
• Peter Gawrychowski

  IRN PXG00397

  • [FCA CF] Manager of certification employee (since 5 Apr 2024)
  • [FCA CF] Client dealing (since 30 Oct 2023)
• Philippe De Backer

  IRN PXD00418

  • [FCA CF] Significant management (since 7 Nov 2024)
• RIGVEDANG SAINI

  IRN RXS00780

  • [FCA CF] Client dealing (since 19 Apr 2024)
• Raymond Gregory Sellhausen

  IRN RXS01348

  • [FCA CF] Client dealing (since 8 Oct 2025)
• Riordon Smith

  IRN RXS01101

  • [FCA CF] Client dealing (since 21 Oct 2024)

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