Date authorised
23 March 2020
Companies House
OC428664
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800
  • Complaints Contact

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tomislav Culic

    IRN TXC00385

    • [FCA CF] Manager of certification employee (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 1 Nov 2023)
  • Treasa Tomy

    IRN TXT01347

    • [FCA CF] Client dealing (since 2 Jul 2021)
  • Valeria Rebulla

    IRN VXR01027

    • [FCA CF] Significant management (since 15 Aug 2025)
    • [FCA CF] Material risk taker (since 15 Aug 2025)
  • Vikram Govindan

    IRN VXG01043

    • [FCA CF] Significant management (since 26 Sep 2024)
    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Walter David Bauer

    IRN DWB01142

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
  • Yijiong Zhu

    IRN YXZ00083

    • [FCA CF] Client dealing (since 3 Mar 2025)
  • Yolanda Covadonga Gonzalez-Camino Fernandez

    IRN YCG01004

    • [FCA CF] Client dealing (8 Dec 2021 to 14 Aug 2023)
  • Yue Zhuo

    IRN YXZ76146

    • [FCA CF] Client dealing (2 Jul 2021 to 24 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.