Date authorised
1 April 2013
Companies House
00913323
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    KFH HOUSE
    5 COMPTON ROAD
    LONDON
    SW19 7QA
    UNITED KINGDOM
    Phone
    +4402087392038
  • Complaints Contact

    KFH HOUSE
    5 COMPTON ROAD
    LONDON
    SW19 7QA
    UNITED KINGDOM
    Phone
    +4402087392038

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Steer

    IRN BXS01365

    • CF1 Director (14 Jan 2005 to 20 May 2015)
  • Edward Phillips

    IRN EXP00272

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 14 Feb 2025)
  • John Alexander Ennis

    IRN JXE00369

    • SMF3 Executive Director (since 12 Feb 2025)
  • Lee Thomas Watts

    IRN LTW00001

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Lucy Charlotte Jones

    IRN LXJ00217

    • SMF3 Executive Director (since 12 Feb 2025)
  • Philip John King

    IRN PJK01085

    • CF1 Director (14 Jan 2005 to 3 May 2006)
  • Robin Hardy Johnson

    IRN RHJ01022

    • SMF29 Limited scope function (limited scope SMCR firms only) (18 Feb 2020 to 30 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.