Date authorised
1 April 2013
Companies House
01270474
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Richard William James Long and Nigel Heath Sinclair
    both of Richard Long & Co
    Castlegate House
    36 Castle Street
    Hertford
    Hertfordshire
    SG14 1HH
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Paul Hicks

    IRN PPH01024

    • CF3 Chief Executive (18 Jan 2018 to 30 Jan 2018)
    • Responsible for Insurance Mediation (14 Nov 2016 to 29 Mar 2018)
    • CF1 Director (30 Sep 2016 to 29 Mar 2018)
  • Raymond Dowling

    IRN RXD01887

    • CF2 Non Executive Director (30 Sep 2016 to 8 Dec 2019)
  • Richard Doyne Emrys Lloyd

    IRN RDL01092

    • CF1 Director (AR) (22 Mar 2016 to 5 Mar 2018)
  • Robert Alexander Neulaender

    IRN RAN01044

    • CF3 Chief Executive (14 Jan 2005 to 10 Dec 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Dec 2005)
    • CF1 Director (14 Jan 2005 to 10 Dec 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Robert Francis Hendel

    IRN RFH01068

    • CF2 Non Executive Director (4 Oct 2016 to 8 Dec 2019)
  • Robert Victor Deutsch

    IRN RVD01008

    • CF2 Non Executive Director (19 Mar 2015 to 30 Sep 2016)
  • Sarah Lorraine Young

    IRN SLY01009

    • CF1 Director (AR) (26 May 2016 to 5 Mar 2018)
  • Simon Charles Hibbs

    IRN SCH01144

    • CF1 Director (AR) (13 Oct 2015 to 31 Oct 2017)
  • Stephen Robert Boucher

    IRN SRB01191

    • CF2 Non Executive Director (15 Nov 2012 to 1 Apr 2015)
  • Steven Gary Simons

    IRN SXS04281

    • CF1 Director (AR) (16 Oct 2015 to 20 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.