Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harveer Singh Bharaj

    IRN HXB00383

    • CF30 Customer (since 1 Mar 2025)
  • Henry Bolton

    IRN HXB00384

    • CF30 Customer (1 Mar 2025 to 14 Apr 2026)
  • Henry Charles Hazeel

    IRN HCH01020

    • [FCA CF] Client dealing (19 Mar 2021 to 3 Jun 2021)
    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • Ian Wharton

    IRN IXW00175

    • CF3 Chief Executive (AR) (since 2 Dec 2025)
    • CF30 Customer (since 2 Dec 2025)
  • James Moffat

    IRN JXM01225

    • CF30 Customer (21 Oct 2022 to 9 Apr 2025)
    • CF1 Director (AR) (21 Oct 2022 to 9 Apr 2025)
  • James Robert Codling

    IRN JRC01130

    • CF4 Partner (AR) (since 13 Oct 2022)
    • CF30 Customer (since 13 Oct 2022)
  • James Roberts

    IRN JXR00887

    • [FCA CF] Client dealing (10 Dec 2024 to 5 Feb 2026)
  • Jane Muir

    IRN JXM00789

    • [FCA CF] Client dealing (6 May 2021 to 17 May 2022)
  • Jocelyn Cheng

    IRN JXC03435

    • CF30 Customer (since 30 Sep 2025)
  • John Martin Williams

    IRN JXW01028

    • CF4 Partner (AR) (since 19 Apr 2024)
    • CF30 Customer (since 19 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.