Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Yallop

    IRN JXY00121

    • CF30 Customer (since 27 Nov 2024)
    • CF1 Director (AR) (since 27 Nov 2024)
  • Jonathan Barr Cumming

    IRN JXC00863

    • CF30 Customer (1 Aug 2022 to 13 Jan 2025)
    • CF1 Director (AR) (1 Aug 2022 to 26 Mar 2023)
  • Jonathan Laughton

    IRN JXL01804

    • CF4 Partner (AR) (since 13 Oct 2022)
    • CF30 Customer (since 13 Oct 2022)
  • Jonathan Michael Frederick Williams

    IRN JXW00664

    • CF30 Customer (28 Apr 2022 to 11 Sep 2022)
    • CF1 Director (AR) (28 Apr 2022 to 11 Sep 2022)
  • Jonathan Peter Michael Craton

    IRN JXC00084

    • [FCA CF] Client dealing (since 10 Aug 2021)
    • [FCA CF] Significant management (since 10 Aug 2021)
    • CF4 Partner (AR) (3 Feb 2022 to 31 Mar 2025)
    • CF30 Customer (5 Oct 2020 to 31 Mar 2025)
  • Joseph Evangelos Lazaris

    IRN JEL01141

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2021)
    • CF11 Money Laundering Reporting (5 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Feb 2019 to 8 Dec 2019)
  • Joshua Pistorius

    IRN JXP01067

    • CF30 Customer (1 Mar 2025 to 21 Apr 2026)
  • Kirsty Bell

    IRN KXB02109

    • CF30 Customer (24 Oct 2017 to 29 May 2018)
  • Lawrence Rashid

    IRN LXR00108

    • [FCA CF] Client dealing (19 Mar 2021 to 16 May 2022)
  • Leo Edward Kiernan Ringer

    IRN LXR87797

    • CF30 Customer (since 15 Jul 2020)
    • CF1 Director (AR) (since 15 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.