Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Jonathan Yates

    IRN CXY00041

    • CF1 Director (AR) (17 Mar 2022 to 30 Oct 2024)
    • CF30 Customer (17 Mar 2022 to 30 Oct 2024)
  • Christian Alexander Elmes

    IRN CAE01033

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (since 4 Jun 2019)
    • SMF16 Compliance Oversight (15 Feb 2023 to 22 Dec 2025)
    • [FCA CF] CASS oversight function (11 Feb 2022 to 31 May 2022)
    • CF4 Partner (4 Jun 2019 to 8 Dec 2019)
    • CF1 Director (AR) (20 Mar 2019 to 23 Jan 2025)
  • Christina Jean Alexandrou

    IRN CJA01115

    • CF30 Customer (since 9 Oct 2024)
    • CF1 Director (AR) (since 9 Oct 2024)
  • Claire Button

    IRN CXB00546

    • CF1 Director (AR) (31 May 2023 to 14 Feb 2024)
    • CF30 Customer (31 May 2023 to 14 Feb 2024)
    • CF3 Chief Executive (AR) (24 Mar 2022 to 11 Jul 2022)
  • Daniela Ciucalau

    IRN DXC48092

    • [FCA CF] CASS oversight function (since 10 Dec 2024)
  • Danielle Faldo

    IRN DXF00127

    • [FCA CF] Client dealing (19 Mar 2021 to 16 May 2022)
  • David Hugh Sheridan Toplas

    IRN DHT01032

    • CF3 Chief Executive (AR) (2 May 2022 to 9 Sep 2022)
    • CF30 Customer (2 Feb 2022 to 9 Sep 2022)
    • CF1 Director (AR) (2 Feb 2022 to 9 Sep 2022)
  • David Jonathan Goldberg

    IRN DXG00422

    • CF30 Customer (since 22 Nov 2022)
    • CF1 Director (AR) (since 22 Nov 2022)
  • David Thomas Newns

    IRN DXN00103

    • CF30 Customer (17 Mar 2022 to 30 Oct 2024)
    • CF1 Director (AR) (17 Mar 2022 to 30 Oct 2024)
  • Declan McEvilly

    IRN DXM00431

    • [FCA CF] Client dealing (19 Mar 2021 to 16 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.