Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Taylor

    IRN AXT00230

    • [FCA CF] Manager of certification employee (19 Mar 2021 to 19 Dec 2025)
  • Alice Fagan

    IRN AXF00191

    • [FCA CF] Client dealing (19 Mar 2021 to 29 May 2021)
  • Andrew Brisbin

    IRN AXB04703

    • CF30 Customer (since 4 Nov 2025)
  • Andrew James Bennett

    IRN AXB01018

    • CF30 Customer (6 Apr 2022 to 16 Dec 2024)
  • Andrew, Brian Dewis

    IRN AXD00539

    • CF1 Director (AR) (19 Apr 2022 to 9 Sep 2022)
    • CF30 Customer (22 Mar 2022 to 9 Sep 2022)
  • Anshul Gupta

    IRN AXG00877

    • CF1 Director (AR) (14 Feb 2024 to 4 Mar 2024)
    • CF30 Customer (14 Feb 2024 to 4 Mar 2024)
  • Anthony Davies

    IRN AXD06078

    • [FCA CF] CASS oversight function (17 May 2022 to 19 Dec 2024)
    • [FCA CF] Manager of certification employee (19 Mar 2021 to 30 Jun 2025)
    • CF10a CASS Oversight function (17 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (18 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2018 to 8 Apr 2019)
  • Atila Ozgur Unlu

    IRN AXU00045

    • CF30 Customer (31 May 2022 to 3 Apr 2024)
    • CF1 Director (AR) (31 May 2022 to 3 Apr 2024)
  • Benjamin John Gammon

    IRN BXG00188

    • CF30 Customer (since 22 Nov 2022)
    • CF1 Director (AR) (since 22 Nov 2022)
  • Catherine Jane Fletcher

    IRN CXF00288

    • CF4 Partner (AR) (since 5 May 2023)
    • CF30 Customer (since 5 May 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.