Date authorised
20 February 2015
Companies House
OC395229
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037433100
  • Complaints Contact

    1st Floor, 12-14 Masons Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +4402078430486

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Downing

    IRN OXD00096

    • [FCA CF] Client dealing (10 Dec 2024 to 26 Jan 2026)
  • Olumayowa Modupeore Ogunremi

    IRN OXO00066

    • CF30 Customer (since 12 Apr 2022)
  • Patrick William Newton

    IRN PXN87816

    • CF1 Director (AR) (since 15 Jul 2020)
    • CF30 Customer (since 15 Jul 2020)
  • Perminder Singh Dhillon

    IRN PXD00281

    • CF1 Director (AR) (27 Nov 2023 to 4 Feb 2025)
    • CF30 Customer (20 Sep 2022 to 4 Feb 2025)
  • Philip Lizio

    IRN PXL00377

    • [FCA CF] Client dealing (since 10 Dec 2024)
  • Prasant Sudhakaran

    IRN PXS00723

    • CF1 Director (AR) (30 Jan 2024 to 14 Feb 2024)
    • CF30 Customer (30 Jan 2024 to 14 Feb 2024)
  • Radouane Oudrhiri

    IRN RXO14286

    • CF1 Director (AR) (8 Feb 2024 to 14 Feb 2024)
    • CF30 Customer (8 Feb 2024 to 14 Feb 2024)
  • Rayhan Rafiq-Omar

    IRN RXR16264

    • CF30 Customer (14 Feb 2022 to 9 Sep 2022)
  • Richard Ian Haycock

    IRN RXH00394

    • CF1 Director (AR) (since 18 Aug 2021)
    • CF30 Customer (since 18 Aug 2021)
  • Richard James Hoskins

    IRN RJH01354

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (since 20 Feb 2015)
    • CF1 Director (AR) (23 Mar 2017 to 23 Jan 2025)
    • CF4 Partner (20 Feb 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.