Khepri Fund Management Limited

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FRN: 193171
Date authorised: 1 April 2013
Companies House: 03924137
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

95 Chancery Lane

London

Camden

WC2A 1DT

UNITED KINGDOM

Phone

+442033765900

Web

https://www.khepri.com
Complaints Contact

95 Chancery Lane

London

WC2A 1DT

UNITED KINGDOM

Phone

+442033765900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Roberto Accornero
IRN RXA01743
- CF1 Director (AR) (10 May 2018 to 31 Jan 2019)
- CF30 Customer (10 May 2018 to 31 Jan 2019)
Roger Witton Spooner
IRN RWS01061
- CF30 Customer (21 Apr 2018 to 2 Nov 2018)
Rupert William Swallow
IRN RWS01143
- CF4 Partner (AR) (11 Jan 2017 to 7 Nov 2018)
Shahram Shoraka
IRN SXS02211
- CF30 Customer (12 Nov 2010 to 10 Jun 2011)
- CF1 Director (12 Nov 2010 to 10 Jun 2011)
Taha Hasan
IRN TXH01552
- CF4 Partner (AR) (26 Oct 2012 to 19 Feb 2013)
- CF30 Customer (26 Oct 2012 to 19 Feb 2013)
Tarun Jotwani
IRN TXJ01075
- CF30 Customer (1 Apr 2014 to 6 Apr 2016)
- CF4 Partner (AR) (1 Apr 2014 to 6 Apr 2016)
Tom Jorgensen
IRN TXJ01109
- CF30 Customer (17 Oct 2016 to 18 Oct 2018)
Vesa Poikonen
IRN VXP01215
- CF30 Customer (28 Sep 2015 to 18 Oct 2018)
- CF1 Director (AR) (28 Sep 2015 to 18 Oct 2018)
- CF3 Chief Executive (AR) (28 Sep 2015 to 18 Oct 2018)
Vladia Ballesteros
IRN VXB01383
- CF30 Customer (13 Oct 2017 to 28 Feb 2018)
Voria Fattahi
IRN VXF01038
- CF30 Customer (3 Jan 2019 to 18 Sep 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

FCS Capital Partners UK Limited (no longer appointed)
FRN 707570 · Appointed 23 Jun 2015 · Until 6 Jan 2017 · Tied agent
Greyhound Capital Europe LLP (no longer appointed)
FRN 674475 · Appointed 11 Jun 2015 · Until 31 Jul 2017
Tamweel Capital Limited (no longer appointed)
FRN 658081 · Appointed 5 Dec 2014 · Until 1 Dec 2017
AngelsCube Limited (no longer appointed)
FRN 657749 · Appointed 4 Dec 2014 · Until 1 Mar 2018
Illuminate Financial Management Ltd (no longer appointed)
FRN 652957 · Appointed 5 Nov 2014 · Until 21 Feb 2019 · Tied agent
Kaifuku Capital Limited (no longer appointed)
FRN 651646 · Appointed 27 Oct 2014 · Until 7 Jul 2016
Quadrivio International Limited (no longer appointed)
FRN 630000 · Appointed 11 Aug 2014 · Until 10 Sep 2019 · Tied agent
Kaleidoscope Capital Limited (no longer appointed)
FRN 628976 · Appointed 25 Jul 2014 · Until 23 Sep 2016
Naviter Capital LLP (no longer appointed)
FRN 609507 · Appointed 31 Oct 2013 · Until 6 Apr 2016 · Tied agent
Kingsley Capital Partners LLP (no longer appointed)
FRN 588165 · Appointed 13 Sep 2012 · Until 19 Feb 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.