Date authorised
1 April 2013
Companies House
02307623
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Arena Business Centres
    Abbey House
    282 Farnborough Road
    Farnborough
    Hampshire
    GU14 7NA
    UNITED KINGDOM
    Phone
    +4401252354100
  • Complaints Contact

    Arena Business Centres
    Abbey House
    282 Farnborough Road
    Farnborough
    Hampshire
    GU14 7NA
    UNITED KINGDOM
    Phone
    +441252354100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Parker

    IRN AJP01376

    • CF1 Director (AR) (5 Jul 2017 to 21 Dec 2017)
    • CF1 Director (10 Nov 2010 to 21 Dec 2017)
  • Anthony Donald John Mowatt

    IRN ADM01178

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (19 Nov 2007 to 26 Mar 2014)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Anthony Gordon Whymark

    IRN AGW01132

    • CF1 Director (AR) (11 Oct 2013 to 21 Dec 2017)
  • Christopher James Marden

    IRN CJM01279

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Nov 2025)
    • CF10 Compliance Oversight (3 Dec 2010 to 8 Dec 2019)
    • CF1 Director (AR) (14 Nov 2007 to 26 Mar 2014)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Denis Andrew Wakefield

    IRN DAW01253

    • CF1 Director (AR) (12 Feb 2016 to 3 Oct 2016)
  • Johannes Carel Willem de Cler

    IRN JCD01122

    • CF1 Director (AR) (14 Dec 2007 to 2 Nov 2010)
  • Malcolm Crompton

    IRN MXC03030

    • CF1 Director (AR) (12 Jun 2015 to 3 Oct 2016)
  • Nicholas Arnold

    IRN NXA09782

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Jan 2019 to 8 Dec 2019)
  • Owen Neil Burrows

    IRN ONB01000

    • CF1 Director (AR) (19 Nov 2007 to 28 Feb 2012)
  • PAUL JULIAN RUSHENT

    IRN PJR01226

    • CF1 Director (30 Dec 2010 to 9 Sep 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.