Date authorised
1 April 2013
Companies House
02457440
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Baines House
    4 Midgery Court
    Fulwood
    Preston
    Lancashire
    PR2 9ZH
    UNITED KINGDOM
    Phone
    +4408001884822
  • Complaints Contact

    Baines House
    4 Midgery Court
    Fulwood
    Preston
    Lancashire
    PR2 9ZH
    UNITED KINGDOM
    Phone
    +4401772540287

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to Debt Adjusting on a commercial basis
  • Debt Advice

    Show 1 limitation
    • · Limited to Debt Counselling on a commercial basis
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Thomas McAree Young

    IRN DTY01004

    • SMF7 Group Entity Senior Manager (since 21 Jul 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Feb 2021)
    • CF2 Non Executive Director (16 Oct 2013 to 8 Dec 2019)
  • David Walls

    IRN DXW00029

    • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF22 Investment Adviser (Trainee) (20 Aug 2007 to 31 Oct 2007)
  • Dean Jonathan Smith

    IRN DJS01455

    • [FCA CF] Functions requiring qualifications (28 Mar 2023 to 3 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2023)
  • Dean Russell Mirfin

    IRN DRM00020

    • CF3 Chief Executive (AR) (8 May 2014 to 9 Feb 2016)
    • CF1 Director (10 Feb 2014 to 11 Apr 2018)
    • CF1 Director (AR) (30 Jan 2009 to 7 Oct 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Apr 2018)
    • CF11 Money Laundering Reporting (15 Jul 2004 to 15 Oct 2018)
    • CF22 Investment Adviser (Trainee) (18 Dec 2003 to 9 May 2005)
  • Debbie Hannah

    IRN DXH43442

    • Appointed representative dealing with clients for which they require qualification (9 Jul 2021 to 2 Sep 2022)
  • Deborah Jayne Sorra

    IRN DJP01266

    • CF1 Director (AR) (15 Feb 2021 to 8 Sep 2022)
  • Dennis Perry

    IRN DJP00055

    • CF21 Investment Adviser (21 Aug 2006 to 2 Feb 2007)
    • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 21 Aug 2006)
  • Dennis Ronald Parrish

    IRN DRP00027

    • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
    • CF22 Investment Adviser (Trainee) (31 Jan 2007 to 31 Oct 2007)
  • Derry Glyn Walton

    IRN DGW00010

    • CF1 Director (AR) (12 Mar 2021 to 1 Jun 2021)
  • Diane Audrey Sessions

    IRN DAS00061

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (18 Dec 2003 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.